Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | HYDROFARM HOLDINGS GROUP, INC. | 1695295 | 12/17/2019 | D | $10,000,000 | $7,531,840 |
| AEGIS CAPITAL CORP. | 15007 | GLOBEIMMUNE INC | 1245104 | 02/13/2014 | D | $7,500,000 | $7,500,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech IX | 1941821 | 08/30/2022 | D | $10,000,000 | $7,185,000 |
| AEGIS CAPITAL CORP. | 15007 | Crescent Moon Investors, LLC | 1759925 | 11/26/2018 | D | $7,010,000 | $7,010,000 |
| AEGIS CAPITAL CORP. | 15007 | Agritech Partners LLC - Series HB-1 | 1866948 | 06/11/2021 | D | $40,000,000 | $6,610,000 |
| AEGIS CAPITAL CORP. | 15007 | Corbus Pharmaceuticals Holdings, Inc. | 1595097 | 04/23/2014 | D | $13,000,000 | $6,310,000 |
| AEGIS CAPITAL CORP. | 15007 | CleanTech Innovations, Inc. | 1382219 | 07/15/2010 | D | $10,000,000 | $5,644,000 |
| AEGIS CAPITAL CORP. | 15007 | DelMar Pharmaceuticals, Inc. | 1498382 | 05/10/2016 | D | Indefinite | $5,600,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech VI | 1893051 | 11/10/2021 | D | $12,000,000 | $5,595,000 |
| AEGIS CAPITAL CORP. | 15007 | Aerami Therapeutics Holdings, Inc. | 1650840 | 12/16/2022 | D | $20,000,000 | $5,380,000 |