Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | REARDEN COMMERCE INC | 1115646 | 06/04/2013 | D | $9,350,000 | $9,350,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Agritech II | 1849482 | 03/09/2021 | D | $12,000,000 | $9,225,750 |
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 12/05/2022 | D | $30,000,000 | $8,389,000 |
| AEGIS CAPITAL CORP. | 15007 | ZoomCar, Inc. | 1588864 | 04/06/2023 | D | $40,000,000 | $8,110,030 |
| AEGIS CAPITAL CORP. | 15007 | Sunshine Biopharma, Inc | 1402328 | 03/18/2022 | D | $7,998,699 | $7,998,699 |
| AEGIS CAPITAL CORP. | 15007 | ZoomCar, Inc. | 1588864 | 09/01/2021 | D | $100,000,000 | $7,890,473 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech III | 1830666 | 12/30/2020 | D | $8,000,000 | $7,821,952 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Plant Protein I | 1786448 | 09/06/2019 | D | $15,000,000 | $7,815,000 |
| AEGIS CAPITAL CORP. | 15007 | ORGANOVO HOLDINGS, INC. | 1497253 | 01/04/2013 | D | $7,662,675 | $7,662,675 |
| AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 08/07/2013 | D | $15,000,000 | $7,593,750 |