Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 12/18/2017 | D | $40,000,000 | $14,696,404 |
| AEGIS CAPITAL CORP. | 15007 | Harmony Blue Investments, LLC | 1799014 | 01/07/2020 | D | $15,216,000 | $14,537,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Big Data II | 1877031 | 08/05/2021 | D | $17,000,000 | $14,077,000 |
| AEGIS CAPITAL CORP. | 15007 | Motus GI Medical Technologies, Ltd. | 1691987 | 02/07/2017 | D | $13,766,017 | $13,766,017 |
| AEGIS CAPITAL CORP. | 15007 | Cordio Medical Ltd. | 1903937 | 01/12/2022 | D | $16,000,000 | $13,569,097 |
| AEGIS CAPITAL CORP. | 15007 | WIP TEI Investors LLC | 1880044 | 09/01/2021 | D | $13,440,000 | $13,440,000 |
| AEGIS CAPITAL CORP. | 15007 | Outstanding Foods, Inc. | 1790768 | 12/15/2020 | D | $16,431,032 | $12,529,905 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 12/27/2013 | D | $20,000,000 | $11,625,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Fintech III | 1901359 | 12/27/2021 | D | $12,000,000 | $11,480,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Fintech I | 1849483 | 03/15/2021 | D | $14,000,000 | $11,465,000 |