Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Kintara Therapeutics, Inc. | 1498382 | 08/28/2020 | D | $30,000,000 | $21,772,000 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 06/10/2019 | D | $59,200,000 | $21,046,000 |
| AEGIS CAPITAL CORP. | 15007 | HYDROFARM HOLDINGS GROUP, INC. | 1695295 | 09/11/2018 | D | $50,000,000 | $20,809,465 |
| AEGIS CAPITAL CORP. | 15007 | DarioHealth Corp. | 1533998 | 12/11/2019 | D | $25,000,000 | $20,029,000 |
| AEGIS CAPITAL CORP. | 15007 | Cyngn Inc. | 1874097 | 05/03/2022 | D | $19,997,939 | $19,997,939 |
| AEGIS CAPITAL CORP. | 15007 | Sunshine Biopharma, Inc | 1402328 | 04/29/2022 | D | $19,497,618 | $19,497,618 |
| AEGIS CAPITAL CORP. | 15007 | FUSION TELECOMMUNICATIONS INTERNATIONAL INC | 1071411 | 01/09/2014 | D | $24,000,000 | $18,480,000 |
| AEGIS CAPITAL CORP. | 15007 | Professional Diversity Network, Inc. | 1546296 | 11/15/2016 | D | $17,063,203 | $17,063,203 |
| AEGIS CAPITAL CORP. | 15007 | Rennova Health, Inc. | 931059 | 04/03/2017 | D | $16,010,260 | $16,010,260 |
| AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 01/26/2017 | D | $15,483,175 | $15,483,175 |