Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | TRANSGENOMIC INC | 1043961 | 04/26/2017 | D | $1,250,000 | $1,150,000 |
| AEGIS CAPITAL CORP. | 15007 | ARMADA WATER ASSETS INC | 1568996 | 11/05/2013 | D | $5,000,000 | $1,115,000 |
| AEGIS CAPITAL CORP. | 15007 | Terra Tech Corp. | 1451512 | 04/29/2013 | D | $1,800,000 | $1,075,000 |
| AEGIS CAPITAL CORP. | 15007 | DIGITAL POWER CORP | 896493 | 11/07/2017 | D | $2,000,000 | $1,010,000 |
| AEGIS CAPITAL CORP. | 15007 | INERGETICS INC | 72170 | 07/15/2014 | D | $1,000,000 | $1,000,000 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 11/24/2014 | D | $1,000,000 | $1,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Helocyte, Inc. | 1679808 | 07/15/2016 | D | $5,000,000 | $1,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Curative Biotechnology Inc | 1400271 | 03/21/2022 | D | $1,000,000 | $1,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Psudo Inc. | 1902287 | 01/04/2022 | D | $3,000,000 | $950,000 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 04/26/2017 | D | $5,000,000 | $837,604 |