Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Snap Interactive, Inc | 1355839 | 03/02/2015 | D | $3,000,000 | $3,000,000 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 05/26/2015 | D | $3,000,000 | $3,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Professional Diversity Network, Inc. | 1546296 | 01/27/2017 | D | $3,000,000 | $3,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech X | 1942279 | 09/02/2022 | D | $19,000,000 | $2,869,000 |
| AEGIS CAPITAL CORP. | 15007 | Aeropost Holding Corp | 1944727 | 08/30/2022 | D | $20,000,000 | $2,825,000 |
| AEGIS CAPITAL CORP. | 15007 | AMPLIFICA HOLDINGS GROUP, INC. | 1882915 | 05/04/2022 | D | $20,000,000 | $2,690,000 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 08/14/2015 | D | $2,631,579 | $2,631,579 |
| AEGIS CAPITAL CORP. | 15007 | REARDEN COMMERCE INC | 1115646 | 09/19/2013 | D | $3,856,200 | $2,626,625 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Medtech IV | 1916282 | 03/10/2022 | D | $5,000,000 | $2,557,500 |
| AEGIS CAPITAL CORP. | 15007 | Pocared Diagnostics, Ltd. | 1851730 | 03/19/2021 | D | $5,000,000 | $2,505,000 |