Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Hospitality I | 1737986 | 05/01/2018 | D/A | $25,000,000 | $3,931,753 |
| AEGIS CAPITAL CORP. | 15007 | Aquyre Biosciences Inc | 1887377 | 04/14/2022 | D/A | $5,000,000 | $3,662,100 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Education I | 1752625 | 12/06/2018 | D/A | $12,500,000 | $3,500,000 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 06/26/2017 | D/A | $5,000,000 | $3,424,404 |
| AEGIS CAPITAL CORP. | 15007 | Helocyte, Inc. | 1679808 | 10/14/2016 | D/A | $5,000,000 | $3,018,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Aerospace I | 1773770 | 05/09/2019 | D/A | $12,000,000 | $2,255,000 |
| AEGIS CAPITAL CORP. | 15007 | xG TECHNOLOGY, INC. | 1565228 | 07/23/2015 | D/A | $1,633,333 | $1,633,333 |
| AEGIS CAPITAL CORP. | 15007 | BLACKSTRATUS, INC. | 1270418 | 03/15/2012 | D/A | $2,200,150 | $1,500,150 |
| AEGIS CAPITAL CORP. | 15007 | Native American Energy Group, Inc. | 1499501 | 12/08/2011 | D/A | $750,000 | $750,000 |
| AEGIS CAPITAL CORP. | 15007 | FSC Healthcare 1 DST | 1684518 | 09/13/2016 | D/A | $5,320,000 | $750,000 |