Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series DNA I | 1756920 | 01/08/2019 | D/A | $12,500,000 | $5,312,000 |
| AEGIS CAPITAL CORP. | 15007 | Scilex Pharmaceuticals Inc. | 1603542 | 08/04/2014 | D/A | $5,250,000 | $5,001,700 |
| AEGIS CAPITAL CORP. | 15007 | Outstanding Foods, Inc. | 1790768 | 07/09/2020 | D/A | $5,000,000 | $5,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Aquyre Biosciences Inc | 1887377 | 05/13/2022 | D/A | $5,000,000 | $4,999,995 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 02/01/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 03/13/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 03/15/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/04/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/18/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Helocyte, Inc. | 1679808 | 11/04/2016 | D/A | $5,000,000 | $3,998,000 |