Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Hospitality I | 1737986 | 06/19/2018 | D/A | $25,000,000 | $8,166,753 |
| AEGIS CAPITAL CORP. | 15007 | AmCap Necessity Retail Fund LLC | 1766327 | 06/26/2020 | D/A | $100,000,000 | $7,825,000 |
| AEGIS CAPITAL CORP. | 15007 | GLOBEIMMUNE INC | 1245104 | 06/10/2014 | D/A | $7,500,000 | $7,500,000 |
| AEGIS CAPITAL CORP. | 15007 | AmCap Necessity Retail Fund LLC | 1766327 | 03/06/2020 | D/A | $100,000,000 | $7,425,000 |
| AEGIS CAPITAL CORP. | 15007 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 06/04/2018 | D/A | $200,000,000 | $6,240,417 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund IV, LLC | 1774415 | 03/16/2020 | D/A | $500,000,000 | $5,882,536 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Rideshare I | 1739299 | 08/15/2018 | D/A | $12,500,000 | $5,856,500 |
| AEGIS CAPITAL CORP. | 15007 | Aquyre Biosciences Inc | 1887377 | 05/27/2022 | D/A | $5,500,000 | $5,423,710 |
| AEGIS CAPITAL CORP. | 15007 | FSC Healthcare 1 DST | 1684518 | 07/06/2017 | D/A | $5,320,000 | $5,320,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series DNA I | 1756920 | 01/08/2019 | D/A | $12,500,000 | $5,312,000 |