Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 05/26/2023 | D/A | $20,000,000 | $11,231,000 |
| AEGIS CAPITAL CORP. | 15007 | Fort Myers Multifamily DST | 1759531 | 04/16/2019 | D/A | $23,971,364 | $11,067,099 |
| AEGIS CAPITAL CORP. | 15007 | Orchestra BioMed, Inc. | 1695296 | 07/18/2018 | D/A | $12,000,000 | $11,020,500 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Rideshare I | 1734216 | 06/19/2018 | D/A | $12,500,000 | $10,725,000 |
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 12/28/2022 | D/A | $30,000,000 | $10,323,000 |
| AEGIS CAPITAL CORP. | 15007 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 07/23/2018 | D/A | $200,000,000 | $10,002,277 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Big Data I | 1773823 | 07/01/2019 | D/A | $12,000,000 | $9,413,500 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund II LLC - Series Rideshare I | 1747784 | 11/07/2018 | D/A | $12,000,000 | $9,025,000 |
| AEGIS CAPITAL CORP. | 15007 | Fort Myers Multifamily DST | 1759531 | 04/03/2019 | D/A | $23,971,364 | $8,648,360 |