Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 08/27/2020 | D/A | $100,000,000 | $13,295,587 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 09/23/2019 | D/A | $100,000,000 | $12,973,387 |
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 02/08/2023 | D/A | $30,000,000 | $12,622,000 |
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 05/24/2023 | D/A | $30,000,000 | $12,622,000 |
| AEGIS CAPITAL CORP. | 15007 | REARDEN COMMERCE INC | 1115646 | 07/23/2013 | D/A | $17,750,000 | $12,500,000 |
| AEGIS CAPITAL CORP. | 15007 | National Net Lease Portfolio V DST | 1606661 | 06/24/2014 | D/A | $36,957,331 | $12,110,973 |
| AEGIS CAPITAL CORP. | 15007 | Caliber Therapeutics, Inc. | 1710388 | 09/29/2017 | D/A | $12,000,000 | $12,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund II LLC - Series Rideshare I | 1747784 | 12/06/2018 | D/A | $12,000,000 | $11,809,000 |
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 06/06/2023 | D/A | $20,000,000 | $11,781,000 |
| AEGIS CAPITAL CORP. | 15007 | Zoomcar Enterprises Corp. | 1788698 | 04/09/2021 | D/A | $11,440,000 | $11,440,000 |