Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund II, LLC | 1713236 | 08/31/2018 | D/A | $200,000,000 | $56,928,653 |
| AEGIS CAPITAL CORP. | 15007 | Strategic Wireless Infrastructure Fund, LLC | 1766845 | 02/02/2021 | D/A | $100,000,000 | $55,255,944 |
| AEGIS CAPITAL CORP. | 15007 | Trevi Therapeutics, Inc. | 1563880 | 04/18/2022 | D | $54,999,998 | $54,999,998 |