Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | DarioHealth Corp. | 1533998 | 02/03/2021 | D | $70,000,000 | $70,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Lodging Fund REIT III, Inc. | 1745032 | 07/17/2020 | D/A | $100,000,000 | $69,487,416 |
| AEGIS CAPITAL CORP. | 15007 | TEI Diversified Income & Opportunity Fund III, LLC | 1671607 | 03/16/2018 | D/A | $67,347,213 | $67,347,213 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 1X Fund, Ltd. | 1471587 | 07/25/2017 | D/A | Indefinite | $66,132,365 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund II, LLC | 1713236 | 10/01/2018 | D/A | $200,000,000 | $64,655,748 |
| AEGIS CAPITAL CORP. | 15007 | TEI Diversified Income & Opportunity Fund V LLC | 1796643 | 02/22/2022 | D/A | $63,657,087 | $63,657,087 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 1X Fund, Ltd. | 1471587 | 08/04/2015 | D/A | Indefinite | $63,332,365 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 1X Fund, Ltd. | 1471587 | 08/02/2016 | D/A | Indefinite | $63,332,365 |
| AEGIS CAPITAL CORP. | 15007 | MDS 2020 - Marcellus Shale Development, LP | 1808585 | 03/12/2021 | D/A | $150,000,000 | $59,467,491 |
| AEGIS CAPITAL CORP. | 15007 | MDS 2020 - Marcellus Shale Development, LP | 1808585 | 03/25/2021 | D/A | $150,000,000 | $59,467,491 |