Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Aerospace I | 1770574 | 03/25/2019 | D | $6,000,000 | $5,142,500 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Inc. | 1596126 | 12/29/2014 | D | $15,000,000 | $5,078,000 |
| AEGIS CAPITAL CORP. | 15007 | Scilex Pharmaceuticals, Inc | 1603542 | 03/26/2014 | D | $5,250,000 | $5,001,700 |
| AEGIS CAPITAL CORP. | 15007 | Scilex Pharmaceuticals Inc. | 1603542 | 08/04/2014 | D/A | $5,250,000 | $5,001,700 |
| AEGIS CAPITAL CORP. | 15007 | ZENOVIA DIGITAL EXCHANGE Corp | 1598439 | 06/13/2014 | D | $5,000,000 | $5,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Outstanding Foods, Inc. | 1790768 | 07/09/2020 | D/A | $5,000,000 | $5,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Skillr, Inc. | 1859925 | 03/08/2022 | D | $15,000,000 | $5,000,000 |