Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech VI | 1893051 | 11/10/2021 | D | $12,000,000 | $5,595,000 |
| AEGIS CAPITAL CORP. | 15007 | Aquyre Biosciences Inc | 1887377 | 05/27/2022 | D/A | $5,500,000 | $5,423,710 |
| AEGIS CAPITAL CORP. | 15007 | Aerami Therapeutics Holdings, Inc. | 1650840 | 12/16/2022 | D | $20,000,000 | $5,380,000 |
| AEGIS CAPITAL CORP. | 15007 | FSC Healthcare 1 DST | 1684518 | 07/06/2017 | D/A | $5,320,000 | $5,320,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series DNA I | 1756920 | 01/08/2019 | D/A | $12,500,000 | $5,312,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series DNA I | 1756920 | 01/08/2019 | D/A | $12,500,000 | $5,312,000 |
| AEGIS CAPITAL CORP. | 15007 | Pristine Surgical LLC | 1894093 | 11/16/2021 | D | $12,500,000 | $5,300,000 |
| AEGIS CAPITAL CORP. | 15007 | BASANITE, INC. | 1448705 | 08/31/2021 | D | $10,000,000 | $5,251,989 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Plant Protein I | 1786510 | 09/04/2019 | D | $15,000,000 | $5,245,500 |
| AEGIS CAPITAL CORP. | 15007 | VIRTUAL PIGGY, INC. | 1437283 | 06/05/2013 | D | $6,000,001 | $5,170,595 |