Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Sunshine Biopharma, Inc | 1402328 | 03/18/2022 | D | $7,998,699 | $7,998,699 |
| AEGIS CAPITAL CORP. | 15007 | ZoomCar, Inc. | 1588864 | 09/01/2021 | D | $100,000,000 | $7,890,473 |
| AEGIS CAPITAL CORP. | 15007 | AmCap Necessity Retail Fund LLC | 1766327 | 06/26/2020 | D/A | $100,000,000 | $7,825,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech III | 1830666 | 12/30/2020 | D | $8,000,000 | $7,821,952 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Plant Protein I | 1786448 | 09/06/2019 | D | $15,000,000 | $7,815,000 |
| AEGIS CAPITAL CORP. | 15007 | ORGANOVO HOLDINGS, INC. | 1497253 | 01/04/2013 | D | $7,662,675 | $7,662,675 |
| AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 08/07/2013 | D | $15,000,000 | $7,593,750 |
| AEGIS CAPITAL CORP. | 15007 | HYDROFARM HOLDINGS GROUP, INC. | 1695295 | 12/17/2019 | D | $10,000,000 | $7,531,840 |
| AEGIS CAPITAL CORP. | 15007 | GLOBEIMMUNE INC | 1245104 | 02/13/2014 | D | $7,500,000 | $7,500,000 |
| AEGIS CAPITAL CORP. | 15007 | GLOBEIMMUNE INC | 1245104 | 06/10/2014 | D/A | $7,500,000 | $7,500,000 |