Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 3X Fund LLC | 1332181 | 08/02/2016 | D/A | Indefinite | $210,949,472 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 3X Fund LLC | 1332181 | 08/04/2015 | D/A | Indefinite | $202,231,023 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund II, LLC | 1713236 | 06/15/2020 | D/A | $200,000,000 | $189,767,181 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 3X Fund, Ltd. | 1471591 | 07/25/2017 | D/A | Indefinite | $187,612,345 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 1X Fund LLC | 1460513 | 07/25/2017 | D/A | Indefinite | $187,371,876 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 1X Fund LLC | 1460513 | 08/02/2016 | D/A | Indefinite | $177,004,287 |
| AEGIS CAPITAL CORP. | 15007 | Diversified Residential Portfolio III DST | 1936794 | 06/09/2023 | D/A | $209,327,056 | $169,927,432 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 1X Fund LLC | 1460513 | 08/04/2015 | D/A | Indefinite | $169,709,287 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund II, LLC | 1713236 | 10/24/2019 | D/A | $200,000,000 | $163,893,454 |
| AEGIS CAPITAL CORP. | 15007 | Quantitative Global 3X Fund, Ltd. | 1471591 | 08/02/2016 | D/A | Indefinite | $157,412,345 |