Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 01/14/2020 | D/A | $100,000,000 | $18,037,137 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund II, LLC | 1713236 | 04/06/2018 | D/A | $200,000,000 | $17,587,404 |
| AEGIS CAPITAL CORP. | 15007 | Fort Myers Multifamily DST | 1759531 | 05/15/2019 | D/A | $23,971,364 | $17,567,284 |
| AEGIS CAPITAL CORP. | 15007 | Professional Diversity Network, Inc. | 1546296 | 11/15/2016 | D | $17,063,203 | $17,063,203 |
| AEGIS CAPITAL CORP. | 15007 | Outstanding Foods, Inc. | 1790768 | 01/06/2021 | D/A | $16,431,032 | $16,431,030 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 12/06/2019 | D/A | $100,000,000 | $16,323,137 |
| AEGIS CAPITAL CORP. | 15007 | Rennova Health, Inc. | 931059 | 04/03/2017 | D | $16,010,260 | $16,010,260 |
| AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 01/26/2017 | D | $15,483,175 | $15,483,175 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 12/18/2017 | D | $40,000,000 | $14,696,404 |
| AEGIS CAPITAL CORP. | 15007 | Harmony Blue Investments, LLC | 1799014 | 01/07/2020 | D | $15,216,000 | $14,537,000 |