Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/27/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 05/28/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 06/11/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 06/19/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 07/10/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 07/22/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 07/24/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 08/05/2020 | D/A | $100,000,000 | $20,213,526 |
| AEGIS CAPITAL CORP. | 15007 | DarioHealth Corp. | 1533998 | 12/11/2019 | D | $25,000,000 | $20,029,000 |
| AEGIS CAPITAL CORP. | 15007 | Cyngn Inc. | 1874097 | 05/03/2022 | D | $19,997,939 | $19,997,939 |