Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Moody National Financial Fund II, LLC | 1807524 | 03/29/2021 | D/A | $27,345,000 | $21,884,818 |
| AEGIS CAPITAL CORP. | 15007 | Agritech QP Partners LLC - Series HB-1 | 1866941 | 06/11/2021 | D | $40,000,000 | $21,861,000 |
| AEGIS CAPITAL CORP. | 15007 | Kintara Therapeutics, Inc. | 1498382 | 08/27/2020 | D | $30,000,000 | $21,772,000 |
| AEGIS CAPITAL CORP. | 15007 | Kintara Therapeutics, Inc. | 1498382 | 08/28/2020 | D | $30,000,000 | $21,772,000 |
| AEGIS CAPITAL CORP. | 15007 | Lodging Fund REIT III OP, LP | 1817471 | 03/02/2023 | D/A | $30,000,000 | $21,521,919 |
| AEGIS CAPITAL CORP. | 15007 | DarioHealth Corp. | 1533998 | 12/23/2019 | D/A | $25,000,000 | $21,375,000 |
| AEGIS CAPITAL CORP. | 15007 | Fort Myers Multifamily DST | 1759531 | 06/21/2019 | D/A | $23,971,364 | $21,253,817 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 06/11/2019 | D/A | $59,200,000 | $21,046,000 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 06/10/2019 | D | $59,200,000 | $21,046,000 |
| AEGIS CAPITAL CORP. | 15007 | HYDROFARM HOLDINGS GROUP, INC. | 1695295 | 09/11/2018 | D | $50,000,000 | $20,809,465 |