Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | GeoMedia Digital Merger Corp | 1625649 | 11/25/2014 | D | $3,000,000 | $1,385,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Medtech VI | 1899586 | 01/12/2023 | D | $6,000,000 | $1,290,000 |
| AEGIS CAPITAL CORP. | 15007 | MEDLINK INTERNATIONAL, INC. | 225501 | 12/09/2010 | D | $1,250,000 | $1,250,000 |
| AEGIS CAPITAL CORP. | 15007 | LabStyle Innovations Corp. | 1533998 | 10/11/2012 | D | $2,750,000 | $1,202,600 |
| AEGIS CAPITAL CORP. | 15007 | DOCUMENT SECURITY SYSTEMS INC | 771999 | 07/27/2010 | D | $1,200,000 | $1,200,000 |
| AEGIS CAPITAL CORP. | 15007 | xG TECHNOLOGY, INC. | 1565228 | 06/22/2015 | D | $1,166,666 | $1,166,666 |
| AEGIS CAPITAL CORP. | 15007 | TRANSGENOMIC INC | 1043961 | 04/26/2017 | D | $1,250,000 | $1,150,000 |
| AEGIS CAPITAL CORP. | 15007 | ARMADA WATER ASSETS INC | 1568996 | 11/05/2013 | D | $5,000,000 | $1,115,000 |
| AEGIS CAPITAL CORP. | 15007 | Terra Tech Corp. | 1451512 | 04/29/2013 | D | $1,800,000 | $1,075,000 |
| AEGIS CAPITAL CORP. | 15007 | DIGITAL POWER CORP | 896493 | 11/07/2017 | D | $2,000,000 | $1,010,000 |