Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | REARDEN COMMERCE INC | 1115646 | 09/19/2013 | D | $3,856,200 | $2,626,625 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Medtech IV | 1916282 | 03/10/2022 | D | $5,000,000 | $2,557,500 |
| AEGIS CAPITAL CORP. | 15007 | Pocared Diagnostics, Ltd. | 1851730 | 03/19/2021 | D | $5,000,000 | $2,505,000 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 12/08/2014 | D | $2,500,000 | $2,500,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Hospitality I | 1790359 | 11/13/2019 | D | $10,000,000 | $2,349,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Aerospace I | 1773770 | 05/09/2019 | D/A | $12,000,000 | $2,255,000 |
| AEGIS CAPITAL CORP. | 15007 | Outstanding Foods, Inc. | 1790768 | 05/11/2020 | D | $5,000,000 | $2,217,500 |
| AEGIS CAPITAL CORP. | 15007 | Aerami Therapeutics Holdings, Inc. | 1650840 | 09/23/2021 | D | $20,000,000 | $2,200,000 |
| AEGIS CAPITAL CORP. | 15007 | Devonian Acquisition Corp | 1572614 | 04/09/2013 | D | $2,132,000 | $2,132,000 |
| AEGIS CAPITAL CORP. | 15007 | BOLDFACE GROUP, INC. | 1423107 | 12/31/2012 | D | $3,000,000 | $2,000,000 |