Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Opportunity Fund, LLC | 1517322 | 06/02/2011 | D | $9,000,000 | $3,050,000 |
| AEGIS CAPITAL CORP. | 15007 | Adgero Biopharmaceuticals Holdings, Inc. | 1657598 | 04/19/2016 | D | $15,000,000 | $3,024,730 |
| AEGIS CAPITAL CORP. | 15007 | Helocyte, Inc. | 1679808 | 10/14/2016 | D/A | $5,000,000 | $3,018,000 |
| AEGIS CAPITAL CORP. | 15007 | Snap Interactive, Inc | 1355839 | 03/02/2015 | D | $3,000,000 | $3,000,000 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 05/26/2015 | D | $3,000,000 | $3,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Professional Diversity Network, Inc. | 1546296 | 01/27/2017 | D | $3,000,000 | $3,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech X | 1942279 | 09/02/2022 | D | $19,000,000 | $2,869,000 |
| AEGIS CAPITAL CORP. | 15007 | Aeropost Holding Corp | 1944727 | 08/30/2022 | D | $20,000,000 | $2,825,000 |
| AEGIS CAPITAL CORP. | 15007 | AMPLIFICA HOLDINGS GROUP, INC. | 1882915 | 05/04/2022 | D | $20,000,000 | $2,690,000 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 08/14/2015 | D | $2,631,579 | $2,631,579 |