Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | ARMADA WATER ASSETS INC | 1568996 | 01/07/2015 | D | $2,500,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | GeoMedia Digital Merger Corp | 1625649 | 08/04/2015 | D | $5,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | xG TECHNOLOGY, INC. | 1565228 | 08/25/2017 | D | Indefinite | $0 |
| AEGIS CAPITAL CORP. | 15007 | Nxt-ID, Inc. | 1566826 | 07/25/2017 | D/A | $0 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Nxt-ID, Inc. | 1566826 | 07/20/2017 | D | $0 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Nxt-ID, Inc. | 1566826 | 11/17/2017 | D | $0 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Commercial Growth & Income Fund III, L.P. | 1679565 | 03/29/2018 | D/A | $50,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Land Fund V, L.P. | 1682387 | 03/28/2018 | D/A | $60,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Tech Insight Partners LLC - Series A | 1726682 | 01/23/2018 | D | $6,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Rideshare I | 1734216 | 03/15/2018 | D | $11,500,000 | $0 |