Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | AVENUE THERAPEUTICS, INC. | 1644963 | 02/14/2023 | D | $242,537 | $242,537 |
| AEGIS CAPITAL CORP. | 15007 | Caliber Therapeutics, Inc. | 1710388 | 06/28/2017 | D | $7,000,000 | $200,000 |
| AEGIS CAPITAL CORP. | 15007 | INERGETICS INC | 72170 | 10/30/2014 | D | $150,000 | $150,000 |
| AEGIS CAPITAL CORP. | 15007 | INERGETICS INC | 72170 | 02/20/2015 | D | $150,000 | $150,000 |
| AEGIS CAPITAL CORP. | 15007 | PERVASIP CORP | 90721 | 09/14/2011 | D | $75,000 | $75,000 |
| AEGIS CAPITAL CORP. | 15007 | INERGETICS INC | 72170 | 11/21/2014 | D | $75,000 | $75,000 |
| AEGIS CAPITAL CORP. | 15007 | FUSION TELECOMMUNICATIONS INTERNATIONAL INC | 1071411 | 03/29/2010 | D | $7,200,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | GLOBAL BEVERAGES, INC. | 1096655 | 08/26/2010 | D | $3,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | ARMADA WATER ASSETS INC | 1568996 | 04/24/2013 | D | $5,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Terra Tech Corp. | 1451512 | 03/13/2015 | D | $3,000,000 | $0 |