Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | National Cardiac Inc. | 1778394 | 06/04/2019 | D | $10,000,000 | $580,094 |
| AEGIS CAPITAL CORP. | 15007 | Adamis Pharmaceuticals Corp | 887247 | 04/24/2013 | D | $575,000 | $575,000 |
| AEGIS CAPITAL CORP. | 15007 | TNP Profit Participation Program, LLC | 1492941 | 07/29/2010 | D/A | $40,000,000 | $540,000 |
| AEGIS CAPITAL CORP. | 15007 | TNP Profit Participation Program, LLC | 1492941 | 01/31/2011 | D/A | $40,000,000 | $540,000 |
| AEGIS CAPITAL CORP. | 15007 | TNP Profit Participation Program, LLC | 1492941 | 06/28/2011 | D/A | $40,000,000 | $540,000 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 11/30/2015 | D | $525,000 | $525,000 |
| AEGIS CAPITAL CORP. | 15007 | World Moto, Inc. | 1492151 | 04/28/2014 | D | $1,000,000 | $500,000 |
| AEGIS CAPITAL CORP. | 15007 | Adgero Biopharmaceuticals Holdings, Inc. | 1657598 | 09/09/2016 | D | $2,000,000 | $459,000 |
| AEGIS CAPITAL CORP. | 15007 | MEDLINK INTERNATIONAL, INC. | 225501 | 11/01/2010 | D | $1,000,000 | $420,000 |
| AEGIS CAPITAL CORP. | 15007 | BR Big Creek, DST | 1696093 | 01/30/2017 | D | $35,585,103 | $332,500 |