| SALOMON WHITNEY FINANCIAL | 145012 | Amazing Energy Oil & Gas, Co. | 1375618 | 05/06/2019 | D | $1,440,000 | $1,440,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | PRE-IPO ADVANTAGE QUALIFIED FUND, LLC | 1919504 | 07/22/2022 | D | Indefinite | $1,400,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | PRE-IPO ADVANTAGE FUND II, LLC | 1919501 | 03/30/2022 | D | Indefinite | $1,057,500 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund LLC | 1723120 | 03/15/2018 | D/A | $100,000,000 | $998,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund 3, LLC | 1771447 | 03/21/2019 | D | $100,000,000 | $550,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund 8, LLC | 1820560 | 08/18/2020 | D | $50,000,000 | $500,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | Niagara Plus Income (Tax Exempt) Feeder LP | 1811381 | 05/20/2021 | D/A | $40,000,000 | $284,440 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund 2 LLC | 1745783 | 07/17/2018 | D | $100,000,000 | $280,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | CAPITAL ADVANTAGE FUND, LLC, SERIES B | 1912551 | 03/28/2022 | D | Indefinite | $243,750 |
| SALOMON WHITNEY FINANCIAL | 145012 | PRE-IPO ADVANTAGE FUND, LLC SERIES A | 1919496 | 05/08/2023 | D | Indefinite | $130,000 |
