Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SALOMON WHITNEY FINANCIAL | 145012 | MCI Preferred Income Fund IV, LLC | 1774415 | 07/09/2021 | D/A | $500,000,000 | $49,599,420 |
| SALOMON WHITNEY FINANCIAL | 145012 | Vision BioBanc Holdings Inc. | 1803257 | 04/08/2022 | D/A | Indefinite | $48,660,092 |
| SALOMON WHITNEY FINANCIAL | 145012 | Lodging Fund REIT III, Inc. | 1745032 | 07/09/2019 | D/A | $100,000,000 | $30,615,743 |
| SALOMON WHITNEY FINANCIAL | 145012 | Strategic Wireless Infrastructure Fund, LLC | 1766845 | 02/03/2020 | D/A | $100,000,000 | $19,345,094 |
| SALOMON WHITNEY FINANCIAL | 145012 | SP Ventures Fund 2 LLC | 1745783 | 09/20/2019 | D/A | $100,000,000 | $17,856,937 |
| SALOMON WHITNEY FINANCIAL | 145012 | IDW MEDIA HOLDINGS, INC. | 1463833 | 03/17/2020 | D | $12,306,810 | $12,306,810 |
| SALOMON WHITNEY FINANCIAL | 145012 | Super League Gaming, Inc. | 1621672 | 06/06/2023 | D/A | $20,000,000 | $11,781,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | Super League Gaming, Inc. | 1621672 | 05/26/2023 | D/A | $20,000,000 | $11,231,000 |
| SALOMON WHITNEY FINANCIAL | 145012 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
| SALOMON WHITNEY FINANCIAL | 145012 | PRE-IPO ADVANTAGE FUND II, LLC | 1919501 | 07/22/2022 | D/A | Indefinite | $7,657,150 |