Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FIRST LIBERTIES FINANCIAL | 14432 | HNW PPVA Series Account - 1 | 1605628 | 03/14/2016 | D/A | Indefinite | $212,466,829 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LP | 1449466 | 07/05/2018 | D/A | Indefinite | $187,662,093 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LP | 1449466 | 07/08/2019 | D/A | Indefinite | $187,662,093 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LP | 1449466 | 07/17/2020 | D | Indefinite | $187,662,093 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LP | 1449466 | 07/11/2017 | D/A | Indefinite | $186,497,093 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LP | 1449466 | 07/21/2016 | D/A | Indefinite | $186,399,144 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LP | 1449466 | 07/29/2015 | D/A | Indefinite | $186,299,144 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LTD. | 1405059 | 07/05/2018 | D/A | Indefinite | $176,834,564 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LTD. | 1405059 | 07/08/2019 | D/A | Indefinite | $176,834,564 |
| FIRST LIBERTIES FINANCIAL | 14432 | FRONTFOUR CAPITAL PARTNERS LTD. | 1405059 | 07/21/2020 | D | Indefinite | $176,834,564 |