Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FIRST LIBERTIES FINANCIAL | 14432 | NEW YORK LIFE INSURANCE & ANNUITY CORP | 907593 | 03/10/2016 | D/A | Indefinite | $107,809,170 |
| FIRST LIBERTIES FINANCIAL | 14432 | Whetstone Capital, LP | 1526845 | 10/18/2021 | D/A | Indefinite | $107,200,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | HNW PPVUL Series Account - 1 | 1537090 | 03/14/2016 | D/A | Indefinite | $106,213,955 |
| FIRST LIBERTIES FINANCIAL | 14432 | Whetstone Capital, LP | 1526845 | 10/20/2020 | D/A | Indefinite | $103,100,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | Whetstone Capital, LP | 1526845 | 10/31/2019 | D/A | Indefinite | $98,800,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | NorthStar Fund III, LP | 1287206 | 03/27/2023 | D/A | Indefinite | $97,442,459 |
| FIRST LIBERTIES FINANCIAL | 14432 | Whetstone Capital, LP | 1526845 | 10/10/2018 | D/A | Indefinite | $97,100,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | NorthStar Fund III, LP | 1287206 | 04/08/2022 | D/A | Indefinite | $97,000,859 |
| FIRST LIBERTIES FINANCIAL | 14432 | NorthStar Fund III, LP | 1287206 | 04/09/2021 | D/A | Indefinite | $96,435,859 |
| FIRST LIBERTIES FINANCIAL | 14432 | NorthStar Fund III, LP | 1287206 | 04/09/2020 | D/A | Indefinite | $95,718,817 |