Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| FIRST LIBERTIES FINANCIAL | 14432 | Lombard International Life Assurance Co Separate Account VL 192 | 1730116 | 02/07/2018 | D | Indefinite | $1,250,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | Service Finance Funding III, LLC | 1498213 | 09/17/2010 | D/A | $10,000,000 | $1,135,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | HDP QOF LLC | 1796563 | 12/10/2020 | D/A | $17,413,000 | $1,062,500 |
| FIRST LIBERTIES FINANCIAL | 14432 | Service Finance Funding III, LLC | 1498213 | 09/10/2010 | D/A | $10,000,000 | $1,025,000 |
| FIRST LIBERTIES FINANCIAL | 14432 | Lombard International Life Assurance Co Separate Account VL 197 | 1736618 | 03/06/2019 | D/A | Indefinite | $1,000,000 |