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Broker-Dealers on SEC Form D for FIRST LIBERTIES FINANCIAL

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 55 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
FIRST LIBERTIES FINANCIAL14432Atlas Resources Series 30-2011 L.P.151541508/18/2011D/A$100,000,000$3,392,200
FIRST LIBERTIES FINANCIAL14432Lombard International Life Assurance Co Separate Account VL 197173661805/03/2022D/AIndefinite$3,000,000
FIRST LIBERTIES FINANCIAL14432Lombard International Life Assurance Co Separate Account VA 204173850905/24/2023D/AIndefinite$3,000,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821301/13/2011D/A$10,000,000$2,915,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821301/12/2011D/A$10,000,000$2,890,000
FIRST LIBERTIES FINANCIAL14432Lombard International Life Assurance Co Separate Account VL 367189327904/14/2023D/AIndefinite$2,868,380
FIRST LIBERTIES FINANCIAL14432LUXON FINANCIAL LLC147504505/01/2019D$2,724,863$2,724,863
FIRST LIBERTIES FINANCIAL14432Predictive Therapeutics Ltd.165979412/03/2015DIndefinite$2,493,896
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821301/05/2011D/A$10,000,000$2,390,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821312/30/2010D/A$10,000,000$2,365,000

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