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Broker-Dealers on SEC Form D for FIRST LIBERTIES FINANCIAL

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 55 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821302/25/2011D/A$10,000,000$4,067,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821302/23/2011D/A$10,000,000$4,017,000
FIRST LIBERTIES FINANCIAL14432Parsimony Global Healthcare Fund, LP151660607/22/2014D/AIndefinite$4,000,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821302/17/2011D/A$10,000,000$3,867,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821302/07/2011D/A$10,000,000$3,767,000
FIRST LIBERTIES FINANCIAL14432Lombard International Life Assurance Co Separate Account VL 192173011606/15/2020D/AIndefinite$3,750,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821301/28/2011D/A$10,000,000$3,667,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821301/27/2011D/A$10,000,000$3,642,000
FIRST LIBERTIES FINANCIAL14432Lombard International Life Assurance Co Separate Account VL 197173661803/28/2023D/AIndefinite$3,500,000
FIRST LIBERTIES FINANCIAL14432Service Finance Funding III, LLC149821301/21/2011D/A$10,000,000$3,440,000

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