Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SPIRE SECURITIES, LLC | 144131 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/23/2017 | D/A | Indefinite | $41,252,451 |
| SPIRE SECURITIES, LLC | 144131 | Bi-Coastal Home Improvement DST | 1650543 | 09/29/2015 | D/A | $59,186,571 | $41,247,618 |
| SPIRE SECURITIES, LLC | 144131 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 10/25/2016 | D/A | Indefinite | $35,131,451 |
| SPIRE SECURITIES, LLC | 144131 | Bi-Coastal Home Improvement DST | 1650543 | 09/09/2015 | D/A | $59,186,571 | $33,238,687 |
| SPIRE SECURITIES, LLC | 144131 | Atlas Resources Series 34-2014 L.P. | 1602518 | 10/30/2014 | D/A | $300,000,000 | $33,075,000 |
| SPIRE SECURITIES, LLC | 144131 | Terra Secured Income Fund 7, LLC | 1677186 | 05/03/2019 | D/A | $100,000,000 | $30,773,375 |
| SPIRE SECURITIES, LLC | 144131 | CAIS Third Point Offshore Fund Ltd. | 1523889 | 09/30/2015 | D/A | Indefinite | $30,479,950 |
| SPIRE SECURITIES, LLC | 144131 | Turner Real Estate Fund III, L.P. | 1600193 | 02/14/2014 | D | $51,500,000 | $30,300,000 |
| SPIRE SECURITIES, LLC | 144131 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 09/30/2015 | D/A | Indefinite | $25,035,000 |
| SPIRE SECURITIES, LLC | 144131 | CAIS ESG CROSS BORDER EQUITY FUND LLC | 1546544 | 10/26/2016 | D/A | Indefinite | $24,683,019 |