Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SPIRE SECURITIES, LLC | 144131 | WINTON FUTURES FUND LP (US) | 1198415 | 09/14/2010 | D/A | Indefinite | $770,133,813 |
| SPIRE SECURITIES, LLC | 144131 | CAIS Millennium USA LLC | 1523894 | 06/08/2020 | D/A | Indefinite | $707,833,864 |
| SPIRE SECURITIES, LLC | 144131 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| SPIRE SECURITIES, LLC | 144131 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |
| SPIRE SECURITIES, LLC | 144131 | WINTON FUTURES FUND LP (US) | 1198415 | 11/27/2009 | D/A | Indefinite | $608,245,021 |
| SPIRE SECURITIES, LLC | 144131 | JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V | 1132213 | 01/06/2023 | D/A | Indefinite | $560,600,556 |
| SPIRE SECURITIES, LLC | 144131 | JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V | 1132213 | 12/23/2020 | D/A | Indefinite | $548,919,956 |
| SPIRE SECURITIES, LLC | 144131 | CAIS Millennium USA LLC | 1523894 | 06/12/2018 | D/A | Indefinite | $530,070,197 |
| SPIRE SECURITIES, LLC | 144131 | CAIS Millennium USA LLC | 1523894 | 10/23/2017 | D/A | Indefinite | $496,175,752 |
| SPIRE SECURITIES, LLC | 144131 | NESTOR PARTNERS | 888471 | 03/15/2023 | D/A | Indefinite | $495,885,412 |