Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 09/08/2022 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 12/14/2022 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Gormley Springs Farm, LLC | 1563618 | 12/10/2012 | D | $891,100 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | North By Northwest II, LLC | 1563619 | 12/11/2012 | D | $4,750,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Ivy Place, LLC | 1563620 | 12/10/2012 | D | $648,850 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Adam Smith Ventures, LLC | 1563621 | 12/10/2012 | D | $2,773,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | North By Northwest II, LLC | 1563619 | 03/18/2013 | D/A | $5,225,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | DLS Financial, LLC | 1498161 | 11/08/2013 | D | $6,200,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 03/14/2023 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff OC Development Fund, LLC | 1937855 | 05/24/2023 | D/A | $31,000,000 | $0 |