Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | S.T.L. Resources Drilling Fund B, L.P. | 1817905 | 07/28/2020 | D | $50,000,000 | $417,500 |
| DEMPSEY LORD SMITH, LLC | 141238 | Hurricane Creek Partners, LLC | 1557285 | 09/19/2012 | D/A | $2,060,500 | $355,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Hurricane Creek Partners, LLC | 1557285 | 09/20/2012 | D/A | $2,060,500 | $355,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton - Black River II, LP | 1702836 | 06/09/2017 | D/A | $10,000,000 | $270,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Lee B Dempsey Properties, LLC | 1721082 | 10/30/2017 | D/A | $900,000 | $250,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Lee B Dempsey Properties, LLC | 1721082 | 10/30/2017 | D | $900,000 | $250,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | CCC Real Estate Holdings, LLC | 1564413 | 12/12/2012 | D | $972,430 | $219,690 |
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures Fund II, Inc. | 1829531 | 12/18/2020 | D/A | $300,000,000 | $175,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | PROCACCIANTI HOTEL REIT, INC. | 1692345 | 12/19/2016 | D | $164,250,000 | $100,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Nottely River Group II, LLC | 1564417 | 12/12/2012 | D | $4,607,500 | $100,000 |