Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton Black River III, LP | 1744740 | 08/17/2018 | D/A | $7,000,000 | $2,232,235 |
| DEMPSEY LORD SMITH, LLC | 141238 | Daniel Creek Investments, LLC | 1724673 | 12/07/2017 | D | $2,616,600 | $2,211,068 |
| DEMPSEY LORD SMITH, LLC | 141238 | KINCHAFOONEE CREEK MANAGEMENT, LLC | 1558603 | 01/10/2014 | D/A | $2,281,600 | $2,210,350 |
| DEMPSEY LORD SMITH, LLC | 141238 | Ashburn Creek Fault LP | 1826515 | 10/16/2020 | D/A | $4,350,000 | $2,191,761 |
| DEMPSEY LORD SMITH, LLC | 141238 | Ashburn Creek Fault LP | 1826515 | 10/13/2020 | D/A | $4,350,000 | $1,997,317 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tiburon Saltwater Reclamation Fund II, LLC | 1605645 | 11/18/2014 | D/A | $25,000,000 | $1,958,676 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tiburon Saltwater Reclamation Fund II, LLC | 1605645 | 05/02/2016 | D/A | $25,000,000 | $1,946,900 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Income Fund IV, LLC | 1774415 | 01/23/2020 | D/A | $500,000,000 | $1,927,500 |
| DEMPSEY LORD SMITH, LLC | 141238 | Kinchafoonee Properties, LLC | 1564446 | 01/08/2014 | D/A | $1,683,400 | $1,683,400 |
| DEMPSEY LORD SMITH, LLC | 141238 | Kinchafoonee Properties, LLC | 1564446 | 01/08/2014 | D | $1,683,400 | $1,683,400 |