Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Dobbs Ferry, LP | 1949756 | 01/06/2023 | D/A | $8,824,535 | $4,546,948 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton - Black River II, LP | 1702836 | 01/03/2018 | D/A | $10,000,000 | $4,506,199 |
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 03/07/2019 | D/A | $30,000,000 | $4,500,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 03/06/2019 | D | $30,000,000 | $4,500,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Palmetto Minerals Investors, LLC | 1694553 | 01/13/2017 | D | $6,350,000 | $4,361,964 |
| DEMPSEY LORD SMITH, LLC | 141238 | Ashburn Creek Fault LP | 1826515 | 12/30/2020 | D/A | $4,350,000 | $4,350,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton - Black River II, LP | 1702836 | 12/28/2017 | D/A | $10,000,000 | $4,146,672 |
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST III, Inc. | 1756823 | 01/25/2019 | D/A | $30,000,000 | $4,133,632 |
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST III, Inc. | 1756823 | 01/25/2019 | D/A | $30,000,000 | $4,133,632 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton - Black River IV LP | 1884709 | 11/05/2021 | D/A | $10,000,000 | $3,944,007 |