Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Flatirons Self-Storage II DST | 1813665 | 07/16/2020 | D/A | $12,901,000 | $8,519,070 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 04/04/2013 | D/A | $50,000,000 | $8,457,041 |
| DEMPSEY LORD SMITH, LLC | 141238 | Waveland Resource Partners VI, LP | 1869565 | 05/10/2022 | D/A | $100,000,000 | $8,450,100 |
| DEMPSEY LORD SMITH, LLC | 141238 | Flatwoods Investments, L.P. | 1898415 | 01/05/2022 | D | $8,496,600 | $8,417,634 |
| DEMPSEY LORD SMITH, LLC | 141238 | TARPON CREEK INVESTMENTS LLC | 1692875 | 12/01/2017 | D | $9,216,900 | $8,413,129 |
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Yonkers, LP | 1957414 | 04/27/2023 | D/A | $12,433,358 | $8,315,786 |
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures Fund II, Inc. | 1829531 | 05/06/2021 | D/A | $300,000,000 | $8,208,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Little Creek Reserve Investments, L.P. | 1898417 | 01/06/2022 | D | $8,202,600 | $8,202,600 |
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Dobbs Ferry, LP | 1949756 | 03/08/2023 | D/A | $8,824,535 | $7,959,483 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 10/10/2013 | D/A | $25,000,000 | $7,952,560 |