Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Waveland Resource Partners VI, LP | 1869565 | 06/10/2022 | D/A | $100,000,000 | $11,764,356 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 11/29/2013 | D/A | $25,000,000 | $11,727,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 11/12/2013 | D/A | $25,000,000 | $11,577,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | Newtown Road Investments, L.P. | 1958049 | 12/14/2022 | D | $11,593,400 | $11,493,001 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Equity Fund, LLC | 1656338 | 09/30/2016 | D/A | $100,000,000 | $11,339,920 |
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures Fund II, Inc. | 1829531 | 07/01/2021 | D/A | $300,000,000 | $11,288,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Flatirons Self-Storage II DST | 1813665 | 08/04/2020 | D/A | $12,901,000 | $11,250,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Yonkers, LP | 1957414 | 05/16/2023 | D/A | $12,433,358 | $11,219,329 |
| DEMPSEY LORD SMITH, LLC | 141238 | Atlas Growth Partners, L.P. | 1572702 | 12/10/2013 | D/A | $500,000,000 | $11,186,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST III, Inc. | 1756823 | 04/26/2019 | D/A | $30,000,000 | $11,174,599 |