Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST III, Inc. | 1756823 | 06/05/2019 | D/A | $30,000,000 | $15,569,626 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 05/29/2014 | D/A | $25,000,000 | $15,363,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 05/14/2014 | D/A | $25,000,000 | $15,238,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 04/29/2014 | D/A | $25,000,000 | $14,998,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | CF Star Multifamily Portfolio DST | 1739490 | 10/25/2018 | D/A | $24,525,000 | $14,990,262 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 04/11/2014 | D/A | $25,000,000 | $14,988,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sovereign Fund II, LLC | 1781097 | 07/02/2020 | D/A | Indefinite | $14,649,620 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 03/27/2014 | D/A | $25,000,000 | $14,607,576 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 03/11/2014 | D/A | $25,000,000 | $14,507,576 |
| DEMPSEY LORD SMITH, LLC | 141238 | Reno Student Housing, DST | 1693883 | 06/14/2017 | D/A | $42,471,000 | $14,482,195 |