Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 07/29/2014 | D/A | $25,000,000 | $17,388,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | Reno Student Housing, DST | 1693883 | 06/26/2017 | D/A | $42,471,000 | $17,380,095 |
| DEMPSEY LORD SMITH, LLC | 141238 | Mill Green Opportunity Fund VI, LLC | 1782881 | 07/31/2020 | D/A | $60,000,000 | $17,264,490 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sixty West O4W Opportunity Fund, LLC | 1767413 | 01/08/2020 | D/A | $35,000,000 | $17,177,905 |
| DEMPSEY LORD SMITH, LLC | 141238 | Waveland Resource Partners VI, LP | 1869565 | 07/12/2022 | D/A | $100,000,000 | $17,081,794 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 07/09/2014 | D/A | $25,000,000 | $16,903,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 06/13/2014 | D/A | $25,000,000 | $16,743,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures 2019-1, LLC | 1777188 | 08/13/2020 | D/A | $24,770,000 | $16,448,250 |
| DEMPSEY LORD SMITH, LLC | 141238 | Morrison Road Investments, L.P. | 1959912 | 01/03/2023 | D | $20,119,400 | $16,424,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Healthcare Hospitality II DST | 1790593 | 01/23/2020 | D/A | $18,114,363 | $16,327,921 |