Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | S.T.L. Resources Drilling Fund B, L.P. | 1817905 | 07/28/2020 | D | $50,000,000 | $417,500 |
| DEMPSEY LORD SMITH, LLC | 141238 | Lee B Dempsey Properties, LLC | 1721082 | 10/30/2017 | D | $900,000 | $250,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | CCC Real Estate Holdings, LLC | 1564413 | 12/12/2012 | D | $972,430 | $219,690 |
| DEMPSEY LORD SMITH, LLC | 141238 | PROCACCIANTI HOTEL REIT, INC. | 1692345 | 12/19/2016 | D | $164,250,000 | $100,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Nottely River Group II, LLC | 1564417 | 12/12/2012 | D | $4,607,500 | $100,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Kinchafoonee Properties, LLC | 1564446 | 12/12/2012 | D | $1,985,500 | $62,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tucker Knob, LLC | 1560937 | 10/25/2012 | D | $17,386,000 | $40,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sequatchie Holdings, LLC | 1565051 | 12/21/2012 | D | $3,363,000 | $36,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sequatchie Holdings, LLC | 1565051 | 12/21/2012 | D | $3,363,000 | $36,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Fowl Wind, LLC | 1564945 | 12/18/2012 | D | $2,130,000 | $25,000 |