Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Adam Smith Ventures, LLC | 1563621 | 01/08/2014 | D | $2,571,840 | $2,347,640 |
| DEMPSEY LORD SMITH, LLC | 141238 | HARMON NORTH INVESTMENTS LLC | 1692876 | 01/12/2017 | D | $2,361,800 | $2,341,800 |
| DEMPSEY LORD SMITH, LLC | 141238 | Daniel Creek Investments, LLC | 1724673 | 12/07/2017 | D | $2,616,600 | $2,211,068 |
| DEMPSEY LORD SMITH, LLC | 141238 | Kinchafoonee Properties, LLC | 1564446 | 01/08/2014 | D | $1,683,400 | $1,683,400 |
| DEMPSEY LORD SMITH, LLC | 141238 | GPB NYC Development, LP | 1674329 | 05/12/2016 | D | $40,000,000 | $1,400,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Yacht Creek Investments, LLC | 1724674 | 12/07/2017 | D | $9,246,600 | $1,328,310 |
| DEMPSEY LORD SMITH, LLC | 141238 | Reno Student Housing, DST | 1693883 | 01/06/2017 | D | $42,471,000 | $1,140,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | S.T.L. Resources Drilling Fund D, L.P. | 1946235 | 09/12/2022 | D | $75,000,000 | $985,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | S.T.L. Resources Drilling Fund C, L.P. | 1879322 | 08/25/2021 | D | $40,000,000 | $733,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | DLS Financial, LLC | 1498161 | 08/04/2010 | D | $8,485,000 | $550,000 |