Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | TOSCANO INVESTMENTS LLC | 1692878 | 01/13/2017 | D | $6,752,200 | $6,651,718 |
| DEMPSEY LORD SMITH, LLC | 141238 | Wahoo River Investments, LLC | 1726789 | 12/29/2017 | D | $5,801,400 | $5,801,400 |
| DEMPSEY LORD SMITH, LLC | 141238 | Rocky Branch Investments, LLC | 1724765 | 12/27/2017 | D | $5,772,200 | $5,435,710 |
| DEMPSEY LORD SMITH, LLC | 141238 | Terra Oaks Investments, LLC | 1838254 | 01/04/2021 | D | $5,341,000 | $5,341,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 03/06/2019 | D | $30,000,000 | $4,500,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Palmetto Minerals Investors, LLC | 1694553 | 01/13/2017 | D | $6,350,000 | $4,361,964 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton - Black River V LP | 1955966 | 11/23/2022 | D | $5,000,000 | $3,197,500 |
| DEMPSEY LORD SMITH, LLC | 141238 | HARMON SOUTH INVESTMENTS LLC | 1691850 | 12/29/2016 | D | $2,685,200 | $2,685,200 |
| DEMPSEY LORD SMITH, LLC | 141238 | Deep Green Investments, LLC | 1723620 | 11/24/2017 | D | $2,714,600 | $2,636,530 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton - Black River IV LP | 1884709 | 09/27/2021 | D | $10,000,000 | $2,392,500 |