Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | DeMarcay Development Preferred Partners, LLC | 1743304 | 06/27/2019 | D/A | $15,000,000 | $7,042,994 |
| DEMPSEY LORD SMITH, LLC | 141238 | Anderson Pointe Investments, LLC | 1726799 | 04/05/2018 | D/A | $6,909,000 | $6,909,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Pivot Quarry Investments LLC | 1797514 | 12/27/2019 | D/A | $6,801,200 | $6,719,172 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton - Black River IV LP | 1884709 | 01/03/2022 | D/A | $10,000,000 | $6,703,582 |
| DEMPSEY LORD SMITH, LLC | 141238 | PROCACCIANTI HOTEL REIT, INC. | 1692345 | 02/09/2018 | D/A | $158,625,000 | $6,496,739 |
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Dobbs Ferry, LP | 1949756 | 01/31/2023 | D/A | $8,824,535 | $6,472,936 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCG Raleigh Investors Pref, LLC | 1810697 | 09/11/2020 | D/A | $6,500,000 | $6,470,490 |
| DEMPSEY LORD SMITH, LLC | 141238 | Legendary A-1 Bonds, LLC | 1811927 | 01/25/2021 | D/A | $50,000,000 | $6,454,700 |
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 04/26/2019 | D/A | $30,000,000 | $6,436,980 |
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 05/06/2019 | D/A | $30,000,000 | $6,436,980 |