Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Dobbs Ferry, LP | 1949756 | 03/08/2023 | D/A | $8,824,535 | $7,959,483 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 10/10/2013 | D/A | $25,000,000 | $7,952,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 10/02/2013 | D/A | $25,000,000 | $7,792,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | Waypoint Development Fund, LLC | 1772694 | 04/09/2021 | D/A | $50,000,000 | $7,724,950 |
| DEMPSEY LORD SMITH, LLC | 141238 | Terra Secured Income Fund 7, LLC | 1677186 | 10/24/2017 | D/A | $50,000,000 | $7,502,956 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 09/10/2013 | D/A | $25,000,000 | $7,487,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | Mill Green Opportunity Fund V, LLC | 1742377 | 09/19/2018 | D/A | $40,000,000 | $7,367,250 |
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Dobbs Ferry, LP | 1949756 | 02/27/2023 | D/A | $8,824,535 | $7,333,336 |
| DEMPSEY LORD SMITH, LLC | 141238 | Cummings Bluff Investments LLC | 1795329 | 01/06/2020 | D/A | $7,516,600 | $7,212,480 |
| DEMPSEY LORD SMITH, LLC | 141238 | Longleaf Preserve Investments LLC | 1793280 | 12/19/2019 | D/A | $7,242,200 | $7,207,858 |