Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sixty West O4W Opportunity Fund, LLC | 1767413 | 07/17/2019 | D/A | $35,000,000 | $8,827,952 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 10/31/2013 | D/A | $25,000,000 | $8,712,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | LSC-GLENMONT ABBEY 55 PLUS MULTIFAMILY, DST | 1781251 | 11/19/2019 | D/A | $14,260,000 | $8,684,409 |
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Dobbs Ferry, LP | 1949756 | 06/01/2023 | D/A | $8,579,151 | $8,579,151 |
| DEMPSEY LORD SMITH, LLC | 141238 | Flatirons Self-Storage II DST | 1813665 | 07/16/2020 | D/A | $12,901,000 | $8,519,070 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 04/04/2013 | D/A | $50,000,000 | $8,457,041 |
| DEMPSEY LORD SMITH, LLC | 141238 | Waveland Resource Partners VI, LP | 1869565 | 05/10/2022 | D/A | $100,000,000 | $8,450,100 |
| DEMPSEY LORD SMITH, LLC | 141238 | GMI-Yonkers, LP | 1957414 | 04/27/2023 | D/A | $12,433,358 | $8,315,786 |
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures Fund II, Inc. | 1829531 | 05/06/2021 | D/A | $300,000,000 | $8,208,000 |