Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures Fund II, Inc. | 1829531 | 08/27/2021 | D/A | $300,000,000 | $18,041,750 |
| DEMPSEY LORD SMITH, LLC | 141238 | Healthcare Hospitality II DST | 1790593 | 04/27/2020 | D/A | $18,114,363 | $17,721,678 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 08/14/2014 | D/A | $25,000,000 | $17,718,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sixty West O4W Opportunity Fund, LLC | 1767413 | 02/20/2020 | D/A | $27,000,000 | $17,627,905 |
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST III, Inc. | 1756823 | 07/02/2019 | D/A | $30,000,000 | $17,616,440 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Income Fund II, LLC | 1713236 | 04/06/2018 | D/A | $200,000,000 | $17,587,404 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sovereign Fund II, LLC | 1781097 | 02/25/2021 | D/A | Indefinite | $17,542,966 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI PREFERRED INCOME FUND VI, LLC | 1903367 | 04/26/2023 | D/A | $500,000,000 | $17,441,091 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sovereign Distressed RE Fund III, LLC | 1811543 | 12/09/2021 | D/A | Indefinite | $17,426,367 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 07/29/2014 | D/A | $25,000,000 | $17,388,076 |